Who Owns SPECIAL OPPORTUNITIES (SPE)? -- Institutional Holders (2026-06-30)

51 institutions reported holding $43.6M of SPECIAL OPPORTUNITIES (SPE) in SEC 13F filings for 2026-06-30. Largest institutional holders: Focus Partners Wealth ($16.8M), Shaker Financial Services, LLC ($9.0M), BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC ($4.8M), CSS LLC/IL ($1.7M), SCOTIA CAPITAL INC. ($1.5M). Source: SEC Form 13F.

RankInstitutionValueSharesChange
1Focus Partners Wealth$16.8M1.2MTrimmed
2Shaker Financial Services, LLC$9.0M664,992Added
3BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$4.8M356,979Added
4CSS LLC/IL$1.7M122,529Added
5SCOTIA CAPITAL INC.$1.5M108,784Trimmed
6Advisors Asset Management, Inc.$1.4M106,335Trimmed
7MORGAN STANLEY$1.3M96,684Added
8GatePass Capital, LLC$772,82857,374Trimmed
9FIRST MANHATTAN CO. LLC.$596,45244,280Hold
10OPPENHEIMER & CO INC$491,50736,489Added
11RAYMOND JAMES FINANCIAL INC$458,71234,054Added
12NBC SECURITIES, INC.$359,16626,664Added
13Permanent Capital Management, LP$297,87522,114New
14COMMONWEALTH EQUITY SERVICES, LLC$294,37021,854Added
15Cetera Investment Advisers$275,37420,443Added
16GUGGENHEIM CAPITAL LLC$275,04420,419Trimmed
17OSAIC HOLDINGS, INC.$258,43719,187Trimmed
18Sowell Financial Services LLC$241,55817,933Hold
19RIVERNORTH CAPITAL MANAGEMENT, LLC$233,67817,348Trimmed
20TrueMark Investments, LLC$233,67817,348Added
21LEAVELL INVESTMENT MANAGEMENT, INC.$226,29616,800New
22Ancora Advisors LLC$218,88716,250Trimmed
23SUSQUEHANNA INTERNATIONAL GROUP, LLP$207,90915,435Added
24Live Oak Private Wealth LLC$206,53615,333Hold
25WOLVERINE ASSET MANAGEMENT LLC$195,18014,490Trimmed

Source: SEC Form 13F filings · as of 2026-06-30